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Financial Services Roundtable
Results: 138

#	Item
111	ABA Securities Association American Council of Life Insurers Financial Services Roundtable Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-16 16:14:27 Credit default swap United States housing bubble Dodd–Frank Wall Street Reform and Consumer Protection Act Over-the-counter Derivative Swap International Swaps and Derivatives Association Futures contract Hedge Financial economics Finance Investment
112	DECIMALIZATION ROUNDTABLE U.S. SECURITIES AND EXCHANGE COMMISSION FEBRUARY 5, 2013 TESTIMONY OF JEFFREY M. SOLOMON CHIEF EXECUTIVE OFFICER COWEN AND COMPANY Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-04 15:35:16 Financial markets Mathematical finance Financial services Investment Flash Crash Stock market Algorithmic trading Cowen Group Investment management Financial economics Finance Economics
113	May 31, 2011 Futures Industry Association The Financial Services Roundtable Institute of International Bankers Insured Retirement Institute International Swaps and Derivatives Association Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-21 15:57:22 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama Systemic risk U.S. Securities and Exchange Commission Law Commodity Futures Trading Commission Rulemaking Financial regulation United States administrative law Government
114	Acting Comptroller Walsh Addresses The Financial Services Roundtable Add to Reading List Source URL: www.occ.treas.gov Language: English - Date: 2014-08-03 08:51:11 United States housing bubble Finance Economic history Subprime mortgage crisis MERS Mortgage servicer Foreclosure Mortgage loan Mortgage modification Mortgage industry of the United States Mortgage Economics
115	Financial Services Roundtable Add to Reading List Source URL: www.occ.treas.gov Language: English - Date: 2014-08-03 08:51:13 Economics Personal finance Credit card Consumer protection law Truth in Lending Act Credit bureau Bank Unfair or Deceptive Acts or Practices Bank regulation in the United States Financial economics Credit Finance
116	Comments of Richard M. Whiting, Financial Services Roundtable, on File No. S7-37-04 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-06-22 11:25:26 Stock market Economy of New York City Economy of the United States NASDAQ OTC Bulletin Board Market capitalization Public company U.S. Securities and Exchange Commission Security Investment Financial economics Business
117	Microsoft Word - Roundtable_mutualfundprospectussummary_final.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-02-29 11:04:12 Financial services Collective investment schemes Stock market Securities Prospectus Mutual fund Financial economics Investment Finance
118	Microsoft Word - Roundtable Agenda 2014 draft.doc Add to Reading List Source URL: www.opers.ok.gov Language: English - Date: 2014-01-13 18:01:37 Financial services Actuarial science Mathematical finance Funds Asset allocation Investment management Oklahoma Public Employees Retirement System Rate of return Interest rate Financial economics Investment Finance
119	Microsoft Word - CFA Roundtable Auto Saving PR[removed]doc Add to Reading List Source URL: www.consumerfed.org Language: English - Date: 2011-07-12 06:28:40 Financial services Consumer Federation of America Transactional account Bank Savings account Financial economics Savings and loan association Earned Assets Resource Network Banking Financial institutions Finance
120	Guide for Senior Consumers on Financial Services Tips to Prevent Fraud, Abuse and Inappropriate Marketing of Financial Products and Services This document was developed by the State Financial Regulators Roundtable (SFRR) Add to Reading List Source URL: www.nascus.org Language: English - Date: 2009-12-01 15:13:18 Reverse mortgage Finance Mortgage broker Mortgage fraud Mortgage loan Internet fraud Fraud Credit card Bank Mortgage Law Ethics

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